Arlington Group Asset Management Limited

Date authorised
1 April 2013
Companies House
02359077
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Arlington Group Asset Management Ltd
    47-48 Piccadilly
    London
    Westminster
    W1J 0DT
    UNITED KINGDOM
    Phone
    +442073895010
    Web
    https://www.agam.co.uk

  • Complaints Contact

    Arlington Group Asset Management Ltd
    47-48 Piccadilly
    London
    Westminster
    W1J 0DT
    UNITED KINGDOM
    Phone
    +442073895010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cedric Nicholas Middleton

    IRN CNM01022

    • CF1 Director (AR) (22 Aug 2016 to 16 Feb 2023)
    • CF30 Customer (14 Oct 2015 to 5 Jan 2016)
    • CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
  • Chandrakant Shah

    IRN CXS01302

    • CF4 Partner (AR) (16 Sep 2016 to 31 Jul 2017)
    • CF30 Customer (16 Sep 2016 to 31 Jul 2017)
  • Charles Cannon-Brookes

    IRN CXC01438

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (9 May 2012 to 8 Dec 2019)
    • CF1 Director (AR) (20 Sep 2011 to 4 May 2012)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 Jul 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Jul 2004 to 31 Oct 2007)
  • Charles John Gordon Bendon

    IRN CJB01196

    • CF1 Director (AR) (17 Feb 2016 to 20 Sep 2017)
    • CF30 Customer (17 Feb 2016 to 20 Sep 2017)
  • Charles Joseph Vaughan

    IRN CJV01020

    • CF30 Customer (9 May 2017 to 20 Sep 2017)
  • Christopher Harris

    IRN CXH01810

    • CF1 Director (AR) (17 May 2013 to 21 Oct 2013)
    • CF30 Customer (17 May 2013 to 21 Oct 2013)
  • Christopher Nigel Hurst-Brown

    IRN CNH01019

    • CF1 Director (AR) (3 Mar 2016 to 11 Oct 2024)
    • CF30 Customer (3 Mar 2016 to 11 Oct 2024)
  • Colin Hill

    IRN CXH01449

    • CF8 Apportionment and Oversight (26 May 2005 to 31 Aug 2006)
    • CF11 Money Laundering Reporting (26 May 2005 to 29 Jun 2006)
    • CF1 Director (25 Aug 2004 to 31 Aug 2006)
    • CF13 Finance (25 Aug 2004 to 26 May 2005)
    • CF14 Risk Assessment (25 Aug 2004 to 26 May 2005)
    • CF15 Internal Audit (25 Aug 2004 to 26 May 2005)
  • Craig Lees Baxter Niven

    IRN CLN01008

    • CF1 Director (AR) (12 Sep 2011 to 14 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 14 Jan 2019)
    • CF21 Investment Adviser (30 Jul 2004 to 31 Oct 2007)
    • CF27 Investment Management (30 Jul 2004 to 31 Oct 2007)
    • CF1 Director (30 Jul 2004 to 4 May 2012)
  • Craig Robert Howie

    IRN CRH01065

    • CF30 Customer (25 Nov 2024 to 22 Apr 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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