Charles Cannon-Brookes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arlington Group Asset Management Limited

    FRN 172337

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 May 2012 to 8 Dec 2019)
    • CF1 Director (AR) (20 Sep 2011 to 4 May 2012)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 Jul 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Jul 2004 to 31 Oct 2007)
  • CN Brookes and Co Limited (no longer approved here)

    FRN 563639

    • Employed By (20 Sep 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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