Arlington Group Asset Management Limited

• Principal Place of Business

  Arlington Group Asset Management Ltd

  47-48 Piccadilly

  London

  Westminster

  W1J 0DT

  UNITED KINGDOM

  Phone

  +442073895010

  Web

  https://www.agam.co.uk

• Complaints Contact

  Arlington Group Asset Management Ltd

  47-48 Piccadilly

  London

  Westminster

  W1J 0DT

  UNITED KINGDOM

  Phone

  +442073895010

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Osman Qureshi

  IRN OXQ01000

  • CF4 Partner (AR) (19 Jun 2017 to 28 Mar 2019)
• Patrick Meegan

  IRN PXM02375

  • CF2 Non Executive Director (AR) (3 Mar 2016 to 11 Oct 2024)
• Paul Mylchreest

  IRN PXM01339

  • [FCA CF] Client dealing (8 Mar 2021 to 14 May 2021)
• Peter Edmund O'Connor

  IRN PEO01005

  • CF30 Customer (24 Apr 2012 to 21 Aug 2019)
• Peter Gadsdon

  IRN PXG00371

  • CF1 Director (AR) (since 26 Jun 2023)
  • CF30 Customer (since 26 Jun 2023)
• Peter James Ruse

  IRN PXR00461

  • [FCA CF] Client dealing (since 1 Jul 2025)
• Philip Beard

  IRN PXB01314

  • CF30 Customer (26 Mar 2019 to 2 Sep 2019)
  • CF1 Director (AR) (26 Mar 2019 to 2 Sep 2019)
• Philip John Swinfen

  IRN PJS01380

  • CF30 Customer (17 Jan 2025 to 22 Apr 2025)
• Piyush Sanghai

  IRN PXS02293

  • CF30 Customer (20 Dec 2017 to 5 Sep 2018)
• Raj Karia

  IRN RXK01102

  • CF1 Director (AR) (8 Sep 2011 to 7 Jun 2013)
  • CF30 Customer (9 Sep 2009 to 7 Jun 2013)

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No changes recorded yet.