Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (8 Mar 2021 to 14 May 2021)
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- CF30 Customer (30 Jan 2014 to 13 Oct 2017)
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- CF30 Customer (6 Mar 2013 to 22 Mar 2013)
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- CF21 Investment Adviser (16 Apr 2004 to 4 Apr 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.