Arlington Group Asset Management Limited

• Principal Place of Business

  Arlington Group Asset Management Ltd

  47-48 Piccadilly

  London

  Westminster

  W1J 0DT

  UNITED KINGDOM

  Phone

  +442073895010

  Web

  https://www.agam.co.uk

• Complaints Contact

  Arlington Group Asset Management Ltd

  47-48 Piccadilly

  London

  Westminster

  W1J 0DT

  UNITED KINGDOM

  Phone

  +442073895010

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Cyrena Rice

  IRN CXR01374

  • CF4 Partner (AR) (2 Apr 2019 to 27 Sep 2019)
  • CF30 Customer (2 Apr 2019 to 27 Sep 2019)
• Daniel Marc Freeman

  IRN DMF01060

  • CF30 Customer (27 Jan 2015 to 9 Feb 2016)
  • CF1 Director (AR) (27 Jan 2015 to 9 Feb 2016)
• David James Bateman

  IRN DJB01272

  • CF30 Customer (7 May 2013 to 7 Oct 2014)
  • CF1 Director (AR) (7 May 2013 to 7 Oct 2014)
• David John Williams

  IRN DJW01383

  • CF1 Director (AR) (since 20 Apr 2020)
  • CF30 Customer (since 20 Apr 2020)
• David Michael Latin

  IRN DML01136

  • CF4 Partner (AR) (31 May 2017 to 28 Mar 2019)
• David Simon Edgar Butler

  IRN DXB01375

  • CF30 Customer (19 Apr 2017 to 20 Sep 2017)
  • CF4 Partner (AR) (19 Apr 2017 to 20 Sep 2017)
• Edward Peter Delany

  IRN EPD01004

  • CF1 Director (AR) (since 27 Mar 2019)
  • CF30 Customer (since 27 Mar 2019)
• Emma Kinder Priestley

  IRN EKP01004

  • CF30 Customer (23 Sep 2014 to 30 Jun 2015)
• Frederick Guy Lucas

  IRN FGL01002

  • CF30 Customer (26 Jun 2017 to 28 Mar 2019)
  • CF4 Partner (AR) (26 Jun 2017 to 28 Mar 2019)
• George Henry Miller Garnett

  IRN GHG01021

  • CF30 Customer (5 Apr 2018 to 21 Aug 2019)

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No changes recorded yet.