David John Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sankofa Investment Partners Limited
FRN 986956
- SMF3 Executive Director (since 1 Aug 2023)
- SMF16 Compliance Oversight (since 1 Aug 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2023)
Arlington Group Asset Management Limited
FRN 172337
- CF1 Director (AR) (since 20 Apr 2020)
- CF30 Customer (since 20 Apr 2020)
Richmond Bridge Capital Limited
FRN 923903
- (1)Employed By (since 20 Apr 2020)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- CF30 Customer (27 Aug 2008 to 19 Oct 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.