David James Bateman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert Quinn Advisory LLP (no longer approved here)

    FRN 548030

    • CF30 Customer (5 Dec 2019 to 1 Apr 2022)
    • CF1 Director (AR) (5 Dec 2019 to 1 Apr 2022)
  • Capven Limited (no longer approved here)

    FRN 917321

    • Employed By (5 Dec 2019 to 1 Apr 2022)
  • Arlington Group Asset Management Limited (no longer approved here)

    FRN 172337

    • CF1 Director (AR) (7 May 2013 to 7 Oct 2014)
    • CF30 Customer (7 May 2013 to 7 Oct 2014)
  • Capven Systems Limited (no longer approved here)

    FRN 599681

    • Employed By (7 May 2013 to 7 Oct 2014)
  • Arrowgrass Capital Partners LLP (no longer approved here)

    FRN 413647

    • CF30 Customer (9 Mar 2010 to 1 Jul 2010)
    • CF4 Partner (9 Mar 2010 to 1 Jul 2010)
    • CF28 Systems and controls (1 Nov 2007 to 1 Jul 2010)
    • CF13 Finance (11 Sep 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (11 Sep 2007 to 17 Jul 2009)
    • CF10 Compliance Oversight (11 Sep 2007 to 11 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.