Arlington Group Asset Management Limited

• Principal Place of Business

  Arlington Group Asset Management Ltd

  47-48 Piccadilly

  London

  Westminster

  W1J 0DT

  UNITED KINGDOM

  Phone

  +442073895010

  Web

  https://www.agam.co.uk

• Complaints Contact

  Arlington Group Asset Management Ltd

  47-48 Piccadilly

  London

  Westminster

  W1J 0DT

  UNITED KINGDOM

  Phone

  +442073895010

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam David Cooke

  IRN ADC01151

  • CF30 Customer (27 Feb 2015 to 7 Mar 2019)
• Alexander John Barblett

  IRN AJB01803

  • CF1 Director (AR) (7 Jul 2015 to 14 Jan 2019)
  • CF30 Customer (7 Jul 2015 to 14 Jan 2019)
• Alexander Robin McGee

  IRN ARM01222

  • CF30 Customer (since 29 Sep 2023)
• Andrew Charles Ferguson

  IRN ACF01032

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Oct 2015 to 8 Dec 2019)
• Andrew Frederic De Paula Malim

  IRN AFM01029

  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Jul 2004)
  • CF1 Director (1 Dec 2001 to 31 Jul 2004)
• Andries Daniel Faber Pienaar

  IRN ADP01128

  • CF1 Director (AR) (18 Mar 2015 to 9 Feb 2016)
• Anna Marie Sinio Lopez

  IRN AML01112

  • CF2 Non Executive Director (AR) (8 Mar 2016 to 11 Oct 2024)
• Avinash Vazirani

  IRN AXV01029

  • CF27 Investment Management (15 Nov 2005 to 16 Feb 2006)
  • CF21 Investment Adviser (15 Nov 2005 to 16 Feb 2006)
• Benjamin Jack Palairet

  IRN BJP01076

  • CF30 Customer (4 Jul 2019 to 27 Jan 2023)
  • CF1 Director (AR) (4 Jul 2019 to 27 Jan 2023)
• Benjamin Weyl

  IRN BXW01128

  • CF4 Partner (AR) (26 Nov 2019 to 22 Mar 2023)
  • CF30 Customer (26 Nov 2019 to 22 Mar 2023)

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No changes recorded yet.