Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 5 Oct 2020)
    • [FCA CF] Manager of certification employee (since 5 Oct 2020)
    • [FCA CF] Material risk taker (5 Oct 2020 to 8 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (26 Jun 2007 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Material risk taker (1 Jan 2021 to 8 Jul 2022)
  • Arlington Group Asset Management Limited (no longer approved here)

    FRN 172337

    • CF21 Investment Adviser (15 Nov 2005 to 16 Feb 2006)
    • CF27 Investment Management (15 Nov 2005 to 16 Feb 2006)
  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • CF27 Investment Management (1 Dec 2001 to 14 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.