Arlington Group Asset Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Arlington Group Asset Management Ltd47-48 PiccadillyLondonWestminsterW1J 0DTUNITED KINGDOM- Phone
- +442073895010
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Complaints Contact
Arlington Group Asset Management Ltd47-48 PiccadillyLondonWestminsterW1J 0DTUNITED KINGDOM- Phone
- +442073895010
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Cyrena Rice
IRN CXR01374
- CF4 Partner (AR) (2 Apr 2019 to 27 Sep 2019)
- CF30 Customer (2 Apr 2019 to 27 Sep 2019)
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Daniel Marc Freeman
IRN DMF01060
- CF30 Customer (27 Jan 2015 to 9 Feb 2016)
- CF1 Director (AR) (27 Jan 2015 to 9 Feb 2016)
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David James Bateman
IRN DJB01272
- CF30 Customer (7 May 2013 to 7 Oct 2014)
- CF1 Director (AR) (7 May 2013 to 7 Oct 2014)
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David John Williams
IRN DJW01383
- CF1 Director (AR) (since 20 Apr 2020)
- CF30 Customer (since 20 Apr 2020)
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David Michael Latin
IRN DML01136
- CF4 Partner (AR) (31 May 2017 to 28 Mar 2019)
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David Simon Edgar Butler
IRN DXB01375
- CF30 Customer (19 Apr 2017 to 20 Sep 2017)
- CF4 Partner (AR) (19 Apr 2017 to 20 Sep 2017)
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Edward Peter Delany
IRN EPD01004
- CF1 Director (AR) (since 27 Mar 2019)
- CF30 Customer (since 27 Mar 2019)
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Emma Kinder Priestley
IRN EKP01004
- CF30 Customer (23 Sep 2014 to 30 Jun 2015)
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Frederick Guy Lucas
IRN FGL01002
- CF30 Customer (26 Jun 2017 to 28 Mar 2019)
- CF4 Partner (AR) (26 Jun 2017 to 28 Mar 2019)
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George Henry Miller Garnett
IRN GHG01021
- CF30 Customer (5 Apr 2018 to 21 Aug 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Turfmoor Consulting Limited (no longer appointed)
FRN 836315 · Appointed 13 Mar 2019 · Until 2 Sep 2019
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Glafka Capital Ltd (no longer appointed)
FRN 826726 · Appointed 22 Nov 2018 · Until 5 Dec 2018 · Tied agent
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Tribeca Investment Partners (UK) Limited (no longer appointed)
FRN 815358 · Appointed 2 Aug 2018 · Until 2 Sep 2019
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Valmis Partners Limited (no longer appointed)
FRN 786970 · Appointed 17 Aug 2017 · Until 13 Oct 2017
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Bowline Capital Partners LLP (no longer appointed)
FRN 784767 · Appointed 21 Jul 2017 · Until 15 Oct 2018
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First Alpha Energy Capital LLP (no longer appointed)
FRN 779851 · Appointed 25 May 2017 · Until 28 Mar 2019
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Alterra Capital Advisors Limited (no longer appointed)
FRN 447291 · Appointed 28 Feb 2017 · Until 30 Sep 2025 · Tied agent
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SGM Advisors UK Limited (no longer appointed)
FRN 772269 · Appointed 22 Feb 2017 · Until 1 Oct 2025 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.