Arlingclose Limited

• Principal Place of Business

  Arlingclose Limited

  The Clement Rooms

  217 Strand

  London

  WC2R 1AT

  UNITED KINGDOM

  Phone

  +447702788303

  Web

  https://www.arlingclose.com

• Complaints Contact

  Arlingclose Limited

  The Clement Rooms

  217 Strand

  London

  WC2R 1AT

  UNITED KINGDOM

  Phone

  +447702788303

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark James Pickering

  IRN MJP01172

  • SMF9 Chair of the Governing Body (since 3 Nov 2021)
  • SMF1 Chief Executive (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (23 Feb 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Feb 2005 to 8 Dec 2019)
  • CF1 Director (23 Feb 2005 to 8 Dec 2019)
• Mark John Swallow

  IRN MJS01420

  • SMF3 Executive Director (since 12 May 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (23 Nov 2010 to 8 Dec 2019)
• Matthew Richard Steans

  IRN MRS01305

  • CF30 Customer (12 Oct 2015 to 6 Jan 2017)
• Max Alexander Chapman

  IRN MAC01400

  • CF30 Customer (26 Feb 2015 to 14 Sep 2018)
• Mohammod Samir Ahmed

  IRN MXA01008

  • [FCA CF] Client dealing (20 Feb 2024 to 19 Jul 2024)
• Nicholas Robert Keeling

  IRN NRK01022

  • [FCA CF] Manager of certification employee (since 3 Mar 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Jan 2013 to 8 Dec 2019)
• Nicole Luisa Hodges

  IRN NXH01744

  • CF30 Customer (9 Mar 2017 to 8 Dec 2019)
• Paul Andrew Roberts

  IRN PAR01155

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (19 Oct 2017 to 8 Dec 2019)
• Perry Joseph Marshom

  IRN PXM25505

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Dec 2019 to 8 Dec 2019)
• Philip Lewis Clein

  IRN PLC01050

  • CF2 Non Executive Director (9 Nov 2012 to 8 Dec 2019)
  • CF1 Director (23 Feb 2005 to 31 Oct 2012)

No changes recorded yet.