Argonaut Capital Partners LLP

Date authorised
1 April 2013
Companies House
SO300614
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 North Audley Street
    London
    Westminster
    W1K 6LX
    UNITED KINGDOM
    Phone
    +4402038757809
    Web
    https://www.argonautcapital.co.uk

  • Complaints Contact

    20 North Audley Street
    London
    Westminster
    W1K 6LX
    UNITED KINGDOM
    Phone
    +4407392379050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Justin David Mashford

    IRN JDM01260

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (28 Oct 2020 to 3 Jul 2025)
    • CF11 Money Laundering Reporting (17 Nov 2015 to 8 Dec 2019)
  • Laura Olivia Malvaez-Penaloza

    IRN LOM01003

    • CF30 Customer (30 Jun 2010 to 18 Jul 2012)
  • Leonard Shaw

    IRN LXS01099

    • CF30 Customer (1 Nov 2007 to 18 Jul 2012)
    • CF26 Customer Trading (30 Sep 2005 to 31 Oct 2007)
  • Lindsay Gold

    IRN LXG00028

    • CF11 Money Laundering Reporting (30 Sep 2005 to 2 Jan 2007)
    • CF10 Compliance Oversight (30 Sep 2005 to 1 Feb 2012)
  • Mark James Wilson

    IRN MJW01232

    • CF30 Customer (1 Nov 2007 to 18 Jul 2012)
    • CF26 Customer Trading (28 Nov 2006 to 31 Oct 2007)
  • Matthew Edward Porter

    IRN MEP01029

    • CF30 Customer (16 Jun 2010 to 30 Mar 2012)
  • Matthew John Bond

    IRN MJB01531

    • CF10 Compliance Oversight (19 Jul 2013 to 17 Jan 2017)
  • Melanie Anne Dacres

    IRN MAD01136

    • CF11 Money Laundering Reporting (15 Feb 2013 to 21 Jun 2013)
    • CF10 Compliance Oversight (15 Feb 2013 to 21 Jun 2013)
  • Oliver John Russ

    IRN OJR01002

    • CF30 Customer (1 Nov 2007 to 21 Jul 2016)
    • CF27 Investment Management (30 Sep 2005 to 31 Oct 2007)
    • CF4 Partner (30 Sep 2005 to 21 Jul 2016)
  • Raymond Arthur Connor

    IRN RAC01093

    • CF30 Customer (1 Nov 2007 to 18 Jul 2012)
    • CF26 Customer Trading (30 Sep 2005 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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