ARES SYSTEMATIC CREDIT LIMITED

• Principal Place of Business

  10 New Burlington Street

  London

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442031461500

  Web

  https://www.aresmgmt.com

• Complaints Contact

  10 New Burlington Street

  London

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442031461500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Andrew Pierce

  IRN NAP01034

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
  • CF28 Systems and controls (20 Feb 2019 to 8 Dec 2019)
• Nishant Kumar

  IRN NXK01253

  • [FCA CF] Client dealing (9 Jun 2020 to 26 Jul 2025)
• Noreen Dillon

  IRN NXD00242

  • [FCA CF] Client dealing (1 Dec 2022 to 5 Dec 2023)
• Paul Anthony Simon

  IRN PAS01345

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Apr 2019 to 8 Dec 2019)
• Philippe Jeannine Pierre Vannerem

  IRN PJV01043

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Jun 2019 to 8 Dec 2019)
• Rupert Garth Flannery

  IRN RGF01029

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
• Savio Gaspar Rodrigues

  IRN SGR01076

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
• Tsveta Ruslanova Raycheva

  IRN TXR00085

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2023)
• Ulrich Johannes Koall

  IRN UJK01001

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2025)
  • CF30 Customer (6 Apr 2019 to 8 Dec 2019)

No changes recorded yet.