Nicholas Andrew Pierce

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ARES SYSTEMATIC CREDIT LIMITED (no longer approved here)
FRN 823662
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
- CF28 Systems and controls (20 Feb 2019 to 8 Dec 2019)
VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)
FRN 527839
- CF30 Customer (14 Sep 2011 to 21 May 2015)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF27 Investment Management (7 Sep 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.