ARES SYSTEMATIC CREDIT LIMITED

• Principal Place of Business

  10 New Burlington Street

  London

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442031461500

  Web

  https://www.aresmgmt.com

• Complaints Contact

  10 New Burlington Street

  London

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442031461500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Khein

  IRN AXK01387

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
  • CF1 Director (20 Feb 2019 to 8 Dec 2019)
  • CF3 Chief Executive (20 Feb 2019 to 8 Dec 2019)
• Antoine Boulet

  IRN AXB03957

  • [FCA CF] Client dealing (15 Feb 2021 to 26 Jan 2024)
• Benjamin Brodsky

  IRN BXB01244

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
• Benoy Koshy Thomas

  IRN BKT01005

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
• Bridget Murtagh

  IRN BXM00312

  • [FCA CF] Client dealing (since 7 Aug 2023)
• Charlotte Hartridge

  IRN CXH00579

  • [FCA CF] Client dealing (since 18 Mar 2024)
• Dan-Daniel Bebello

  IRN DXB01637

  • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2026)
  • CF10 Compliance Oversight (20 Feb 2019 to 30 Nov 2019)
  • CF11 Money Laundering Reporting (20 Feb 2019 to 30 Nov 2019)
• David Edwards

  IRN DXE20310

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (29 Nov 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Nov 2019 to 8 Dec 2019)
• Genevieve Louise Hull

  IRN GXH00175

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2022)
• Giancarlo Pesolillo

  IRN GXP01499

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 May 2019 to 8 Dec 2019)

No changes recorded yet.