Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Feb 2019 to 8 Dec 2019)
    • CF3 Chief Executive (20 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • CF3 Chief Executive (3 Jan 2014 to 1 May 2017)
    • CF29 Significant management (2 Apr 2012 to 2 Jan 2014)
    • CF30 Customer (2 Apr 2012 to 1 May 2017)
    • CF4 Partner (2 Apr 2012 to 31 Dec 2017)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (9 Dec 2003 to 10 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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