Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 23 Mar 2026)
-
- [FCA CF] Client dealing (9 Jun 2020 to 26 Jul 2025)
-
- [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2020)
- CF30 Customer (14 Jul 2011 to 8 Dec 2019)
-
- [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2020)
- CF30 Customer (14 Jul 2011 to 8 Dec 2019)
-
- [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2020)
- CF30 Customer (14 Jul 2011 to 8 Dec 2019)
-
- [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2020)
- CF30 Customer (21 Jul 2011 to 8 Dec 2019)
-
- CF30 Customer (22 Sep 2009 to 26 Feb 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.