Date authorised
22 July 2014
Companies House
08708339
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 New Burlington Street
    Westminster
    London
    W1S 3BE
    UNITED KINGDOM
    Phone
    +4402074346400
  • Complaints Contact

    10 New Burlington Street
    Westminster
    London
    W1S 3BE
    UNITED KINGDOM
    Phone
    +4402074346400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stefano Mazzoni

    IRN SXM03439

    • [FCA CF] Client dealing (22 Nov 2023 to 4 Aug 2025)
  • Stephanie Ann Shepard Cobb

    IRN SAS01348

    • CF10 Compliance Oversight (1 Feb 2017 to 8 Feb 2019)
    • CF11 Money Laundering Reporting (1 Feb 2017 to 8 Feb 2019)
  • Steven Wolf

    IRN SXW00344

    • [FCA CF] Material risk taker (31 Mar 2021 to 1 Apr 2021)
  • Tae-Sik Yoon

    IRN TXY00014

    • [FCA CF] Material risk taker (31 Mar 2021 to 13 Jun 2025)
  • Todd Farrell

    IRN TXF00250

    • [FCA CF] Client dealing (since 22 Aug 2025)
    • [FCA CF] Material risk taker (since 22 Aug 2025)
  • Tyrone Nadaud Cooney

    IRN TXC01351

    • [FCA CF] Client dealing (since 4 Aug 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
  • Ujjaval Yogesh Desai

    IRN UXD01005

    • CF30 Customer (22 Jul 2014 to 30 Sep 2017)
    • CF1 Director (22 Jul 2014 to 30 Sep 2017)
  • William Kenneth Twemlow

    IRN WKT00005

    • [FCA CF] Client dealing (22 Nov 2022 to 4 Aug 2025)
  • William Stephen Benjamin

    IRN WSB01015

    • [FCA CF] Client dealing (since 4 Aug 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Jul 2024)
    • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
    • CF1 Director (22 Jul 2014 to 8 Dec 2019)
  • Yonatan Kravitz

    IRN YXK08106

    • [FCA CF] Client dealing (31 Mar 2024 to 4 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.