Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ares Management Limited
FRN 455547
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 31 Mar 2024)
- SMF3 Executive Director (9 Dec 2019 to 29 Jul 2024)
- CF1 Director (22 May 2014 to 8 Dec 2019)
- CF30 Customer (2 Jul 2013 to 8 Dec 2019)
- CF29 Significant management (2 Jul 2013 to 8 Dec 2019)
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Ares Management UK Limited
FRN 613497
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 31 Mar 2024)
- SMF3 Executive Director (9 Dec 2019 to 29 Jul 2024)
- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
- CF1 Director (22 Jul 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.