Ares Management UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 New Burlington StreetWestminsterLondonW1S 3BEUNITED KINGDOM- Phone
- +4402074346400
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Complaints Contact
10 New Burlington StreetWestminsterLondonW1S 3BEUNITED KINGDOM- Phone
- +4402074346400
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nick Taylor
IRN NXT00020
- [FCA CF] Client dealing (31 Mar 2024 to 4 Aug 2025)
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Philip Ernest Moore
IRN PEM01063
- [FCA CF] Client dealing (21 Nov 2023 to 19 Jun 2025)
- [FCA CF] Material risk taker (21 Nov 2023 to 19 Jun 2025)
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Prajesh Kotecha
IRN PXK01523
- [FCA CF] Material risk taker (31 Mar 2024 to 4 Aug 2025)
- [FCA CF] Client dealing (31 Mar 2021 to 4 Aug 2025)
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Rebecca Zhang
IRN RXZ00047
- [FCA CF] Client dealing (31 Mar 2024 to 4 Aug 2025)
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Richard John Mcmillan Oliver
IRN RJO01061
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 31 Mar 2024)
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Robert Cervinka
IRN RXC01976
- CF30 Customer (22 Jul 2014 to 22 Jul 2014)
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Robert Kipp DeVeer III
IRN RKD01031
- [FCA CF] Client dealing (since 7 Nov 2025)
- [FCA CF] Material risk taker (since 31 Mar 2021)
- CF1 Director (22 Jul 2014 to 30 Sep 2017)
- CF30 Customer (22 Jul 2014 to 30 Sep 2017)
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Rotimi Akindeinde
IRN RXA00361
- [FCA CF] Client dealing (31 Mar 2024 to 4 Aug 2025)
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Scott Recknor
IRN SXR00818
- [FCA CF] Material risk taker (31 Mar 2024 to 6 Jun 2025)
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Sebastian Bratanis
IRN SXB00523
- [FCA CF] Client dealing (31 Mar 2021 to 22 Sep 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.