Ares Management Limited

• Principal Place of Business

  Ares Management Ltd

  10 New Burlington Street

  London

  Westminster

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442074346400

  Web

  https://www.aresmgmt.com

• Complaints Contact

  Ares Management Ltd

  10 New Burlington Street

  London

  Westminster

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442074346400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kassem Shafi

  IRN KRS01047

  • CF30 Customer (27 Jul 2009 to 30 Jun 2010)
• Kate Mathewson

  IRN KXM00853

  • [FCA CF] Client dealing (since 29 Aug 2025)
• Katharine-Bray McGhee

  IRN KXM00781

  • [FCA CF] Client dealing (since 1 Jul 2024)
• Keith Milan Ashton

  IRN KMA01046

  • CF30 Customer (26 Oct 2011 to 8 Dec 2019)
• Kelly Young

  IRN KXY00066

  • [FCA CF] Material risk taker (since 13 May 2025)
  • SMF4 Chief Risk (since 13 May 2025)
• Kenneth Gordon Watters

  IRN KGW01025

  • CF10 Compliance Oversight (15 Jun 2011 to 17 Oct 2011)
  • CF1 Director (20 May 2008 to 13 Dec 2011)
  • CF3 Chief Executive (20 May 2008 to 13 Dec 2011)
  • CF30 Customer (4 Mar 2008 to 13 Dec 2011)
• Kevin Jeremiah Cahill

  IRN KJC01124

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
• Kevin Terzic

  IRN KXT01404

  • [FCA CF] Material risk taker (since 31 Mar 2024)
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • CF30 Customer (21 Jan 2014 to 8 Dec 2019)
• Kevin William Early

  IRN KWE01005

  • [FCA CF] Material risk taker (since 31 Mar 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (31 Mar 2021 to 1 Apr 2021)
  • CF1 Director (12 Feb 2013 to 8 Dec 2019)
  • CF30 Customer (30 Jan 2013 to 8 Dec 2019)
  • CF28 Systems and controls (30 Jan 2013 to 8 Dec 2019)
  • CF29 Significant management (30 Jan 2013 to 8 Dec 2019)
• Kian Ivey

  IRN KXI00060

  • [FCA CF] Client dealing (since 23 Sep 2025)

No changes recorded yet.