Kassem Shafi

• Barclays Capital Securities Limited (no longer approved here)

  FRN 124431

  • [FCA CF] Manager of certification employee (22 Jan 2021 to 11 Oct 2024)
  • [FCA CF] Client dealing (3 Apr 2019 to 18 Feb 2020)
• Marwyn Investment Management LLP (no longer approved here)

  FRN 440137

  • CF30 Customer (21 Feb 2018 to 31 Mar 2019)
• UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

  FRN 114627

  • CF30 Customer (2 Apr 2014 to 28 Dec 2017)
• CREDIT SUISSE INTERNATIONAL (no longer approved here)

  FRN 146702

  • CF30 Customer (13 Oct 2010 to 14 May 2014)
• Ares Management Limited (no longer approved here)

  FRN 455547

  • CF30 Customer (27 Jul 2009 to 30 Jun 2010)
• J.P. Morgan Markets Limited (no longer approved here)

  FRN 114031

  • CF30 Customer (1 Nov 2007 to 13 Jun 2009)
  • CF29 Significant management (1 Nov 2007 to 13 Jun 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (24 May 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (12 Dec 2005 to 31 Oct 2007)

No changes recorded yet.