Ares European Loan Management LLP

• Principal Place of Business

  10 New Burlington Street

  Westminster

  London

  W1S 3BE

  UNITED KINGDOM

  Phone

  +4402074346400

  Web

  https://www.aresmgmt.com

• Complaints Contact

  10 New Burlington Street

  Westminster

  London

  W1S 3BE

  UNITED KINGDOM

  Phone

  +4402074346400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathon Smith

  IRN JMS01471

  • [FCA CF] Client dealing (31 Mar 2024 to 4 Jul 2025)
• Kevin Terzic

  IRN KXT01404

  • [FCA CF] Material risk taker (since 31 Mar 2024)
  • [FCA CF] Client dealing (since 31 Mar 2021)
• Kevin William Early

  IRN KWE01005

  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • CF28 Systems and controls (20 Sep 2016 to 8 Dec 2019)
• Matthew John Craston

  IRN MJC01240

  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (20 Sep 2016 to 8 Dec 2019)
  • CF30 Customer (20 Sep 2016 to 8 Dec 2019)
• Michael Christopher Dennis

  IRN MCD01085

  • [FCA CF] Client dealing (since 31 Mar 2024)
  • [FCA CF] Material risk taker (since 31 Mar 2024)
  • [FCA CF] Significant management (since 31 Mar 2024)
• Michael Thomas

  IRN MXT01743

  • [FCA CF] Material risk taker (since 31 Mar 2024)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (20 Sep 2016 to 8 Dec 2019)
  • CF30 Customer (20 Sep 2016 to 8 Dec 2019)
• Miriam Goldsmith Krieger

  IRN MXK12109

  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Feb 2024)
  • CF10 Compliance Oversight (20 May 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 May 2019 to 8 Dec 2019)
• Nicolo Perari

  IRN NXP01315

  • [FCA CF] Material risk taker (since 30 Jun 2025)
  • [FCA CF] Client dealing (since 30 Jun 2025)
• Robert Kipp DeVeer III

  IRN RKD01031

  • [FCA CF] Material risk taker (31 Mar 2024 to 4 Aug 2025)
• Stephanie Ann Shepard Cobb

  IRN SAS01348

  • CF10 Compliance Oversight (1 Feb 2017 to 8 Feb 2019)
  • CF11 Money Laundering Reporting (1 Feb 2017 to 8 Feb 2019)

No changes recorded yet.