Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (20 Sep 2016 to 8 Dec 2019)
    • CF4 Partner (20 Sep 2016 to 8 Dec 2019)
  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • CF30 Customer (1 Nov 2007 to 8 Oct 2014)
    • CF27 Investment Management (23 Apr 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.