Date authorised
1 April 2013
Companies House
05734247
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Christopher Ross

    IRN DCR01060

    • CF1 Director (AR) (17 Nov 2020 to 25 May 2023)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF1 Director (25 Feb 2019 to 8 Dec 2019)
  • David Eardley

    IRN DPE01018

    • [FCA CF] Significant management (since 18 Mar 2021)
  • David Field

    IRN DXF00169

    • [FCA CF] Significant management (since 17 Mar 2023)
  • David Hassan

    IRN DXH02244

    • [FCA CF] Significant management (since 17 Mar 2023)
    • SMF24 Chief Operations (18 Mar 2025 to 9 Jan 2026)
  • David John Wilson

    IRN DXW01493

    • CF1 Director (21 Sep 2006 to 13 Feb 2008)
  • David Philip Barrie

    IRN DPB01094

    • CF1 Director (AR) (31 May 2018 to 31 Jul 2019)
  • David Robert Baxter

    IRN DRB01175

    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Apr 2019)
    • CF29 Significant management (2 Jun 2014 to 8 Dec 2019)
    • CF1 Director (22 Feb 2010 to 29 Apr 2014)
    • Responsible for Insurance Mediation (16 Oct 2009 to 30 Sep 2018)
  • Desmond O'Connor

    IRN DXO01138

    • CF1 Director (AR) (13 May 2022 to 6 Mar 2024)
  • Diane Cougill

    IRN DXC01452

    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • CF1 Director (AR) (17 Nov 2020 to 25 May 2023)
    • CF1 Director (2 Oct 2018 to 8 Dec 2019)
  • Dominic Beattie

    IRN DXB00880

    • [FCA CF] Significant management (21 Aug 2023 to 21 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.