Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (25 Jul 2019 to 30 Mar 2020)
- SMF5 Head of Internal Audit (10 Dec 2018 to 25 Jul 2019)
- SIMF5 Head of Internal Audit Function (10 Aug 2016 to 9 Dec 2018)
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- CF1 Director (21 Sep 2006 to 13 Feb 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.