Date authorised
1 April 2013
Companies House
05734247
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Carter

    IRN EXC00140

    • [FCA CF] Significant management (17 Mar 2021 to 1 Mar 2022)
  • Feilim Mackle

    IRN FXM01070

    • CF2 Non Executive Director (14 Feb 2019 to 11 Jun 2019)
  • Fiona Claybrook

    IRN FXC25448

    • [FCA CF] Significant management (since 18 Jan 2021)
    • SMF18 Other Overall Responsibility (18 Nov 2021 to 24 May 2023)
  • Geoffrey Gouriet

    IRN GXG00096

    • [FCA CF] Significant management (16 Feb 2021 to 21 Jul 2025)
  • Glen Manuel Aguilar-Millan

    IRN GMA01039

    • CF1 Director (26 Mar 2008 to 2 Feb 2009)
  • Glenn Morrison

    IRN GXM01468

    • SMF7 Group Entity Senior Manager (22 May 2020 to 31 Dec 2020)
    • CF28 Systems and controls (14 Feb 2019 to 8 Dec 2019)
  • Gordon Frederick Newman

    IRN GFN01010

    • CF1 Director (13 Feb 2018 to 31 Dec 2018)
  • Graeme MacMillan

    IRN GXM02089

    • SMF7 Group Entity Senior Manager (1 Dec 2020 to 30 Sep 2023)
  • Graeme Morrison

    IRN GXM00234

    • [FCA CF] Significant management (18 Jan 2021 to 21 Jul 2025)
  • Graham Alexander Findlay

    IRN GAF01048

    • Responsible for Insurance Mediation (12 Mar 2008 to 20 Aug 2013)
    • CF1 Director (21 Sep 2006 to 29 Apr 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.