Date authorised
1 April 2013
Companies House
05734247
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Ian Kilby

    IRN GIK01007

    • Responsible for Insurance Distribution (22 Dec 2022 to 18 Aug 2025)
    • SMF18 Other Overall Responsibility (22 Dec 2022 to 18 Aug 2025)
  • Gregory Irving Ferguson

    IRN GIF01007

    • [FCA CF] Significant management (18 Mar 2021 to 14 Mar 2024)
    • CF29 Significant management (7 Jan 2016 to 8 Dec 2019)
  • Hazel Hercules

    IRN HXH00070

    • [FCA CF] Significant management (18 Mar 2021 to 3 Jan 2025)
  • Hugh Morris

    IRN HXM00151

    • [FCA CF] Significant management (18 Mar 2021 to 19 Apr 2023)
  • Iain Fraser Wright

    IRN IXW00155

    • CF1 Director (AR) (2 Sep 2024 to 16 Oct 2024)
  • Ian Michael Witt

    IRN IMW01045

    • SMF16 Compliance Oversight (5 May 2020 to 31 Oct 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Oct 2020)
    • CF28 Systems and controls (16 Jan 2019 to 8 Dec 2019)
  • James Andrew Fraser Masterton

    IRN JAM01293

    • SMF7 Group Entity Senior Manager (since 13 May 2022)
    • CF1 Director (AR) (11 Aug 2021 to 24 May 2023)
    • SMF1 Chief Executive (10 Aug 2020 to 22 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 24 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 May 2023)
    • CF3 Chief Executive (14 Sep 2017 to 8 Dec 2019)
    • CF29 Significant management (2 Jul 2014 to 14 Sep 2017)
    • Responsible for Insurance Mediation (21 Sep 2006 to 30 Sep 2018)
    • CF1 Director (21 Sep 2006 to 29 Apr 2014)
  • James Barnard

    IRN JXB11964

    • CF29 Significant management (17 May 2019 to 8 Dec 2019)
  • James Gould

    IRN JXG00313

    • [FCA CF] Significant management (since 18 Mar 2021)
  • James Heather-Hayes

    IRN JXH00556

    • [FCA CF] Significant management (18 Mar 2021 to 17 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.