Date authorised
1 April 2013
Companies House
04977362
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    10 Fenchurch Avenue
    London
    City Of London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955
  • Complaints Contact

    4th Floor
    10 Fenchurch Avenue
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David William Hipkin

    IRN DWH01042

    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 31 Dec 2016)
    • CF1 Director (14 Mar 2013 to 6 Mar 2016)
    • CF29 Significant management (29 Aug 2008 to 6 Mar 2016)
    • Responsible for Insurance Mediation (29 Aug 2008 to 31 Dec 2016)
  • Dennis Brand

    IRN DXB01967

    • SMF24 Chief Operations (19 Mar 2020 to 1 Jul 2021)
    • CF2 Non Executive Director (11 Sep 2008 to 6 Mar 2016)
  • Dennis Matthews

    IRN DXM43596

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 5 Apr 2024)
  • Diana Darrell

    IRN DXD43417

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 7 Mar 2025)
  • Divya Bhalla

    IRN DXB01187

    • [FCA CF] Significant management (since 17 Jul 2025)
  • Duncan Smith

    IRN DXS43573

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 7 Mar 2025)
  • Dwight Evans

    IRN DXE01128

    • CF2 Non Executive Director (28 May 2004 to 6 Dec 2005)
  • Ed Cornish

    IRN EXC43571

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
  • Elisha Neethling

    IRN EXN00110

    • [FCA CF] Significant management (since 17 Jul 2025)
  • Elizabeth Roman Fullerton-Rome

    IRN ERF01013

    • CF11 Money Laundering Reporting (12 Jun 2008 to 15 Sep 2014)
    • CF10 Compliance Oversight (12 Jun 2008 to 15 Sep 2014)
    • CF29 Significant management (12 Jun 2008 to 15 Sep 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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