Elizabeth Roman Fullerton-Rome

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HAMPDEN AGENCIES LIMITED
FRN 204946
- Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2020)
Great American International Insurance (UK) Limited
FRN 202874
- SMF10 Chair of the Risk Committee (since 23 Apr 2020)
Liberty Managing Agency Limited (no longer approved here)
FRN 204945
- CF28 Systems and controls (5 Feb 2015 to 11 Jun 2015)
Arch Insurance (UK) Limited (no longer approved here)
FRN 229887
- CF10 Compliance Oversight (12 Jun 2008 to 15 Sep 2014)
- CF11 Money Laundering Reporting (12 Jun 2008 to 15 Sep 2014)
- CF29 Significant management (12 Jun 2008 to 15 Sep 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.