Date authorised
1 April 2013
Companies House
04977362
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    10 Fenchurch Avenue
    London
    City Of London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955
  • Complaints Contact

    4th Floor
    10 Fenchurch Avenue
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Faisal Butt

    IRN FXB01484

    • SMF5 Head of Internal Audit (29 Apr 2022 to 26 Feb 2025)
  • Gillian Holmes

    IRN GXH00514

    • [FCA CF] Significant management (since 13 Jan 2026)
  • Graham Ward

    IRN GXW01148

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2005)
    • CF13 Finance (28 May 2004 to 31 Dec 2005)
    • CF1 Director (28 May 2004 to 31 Dec 2005)
  • Hugh Robert Sturgess

    IRN HXS09590

    • SMF1 Chief Executive (since 20 Mar 2019)
    • Responsible for Insurance Distribution (since 20 Mar 2019)
  • Jake Gibbs

    IRN JXG43476

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2019)
  • James Ansaldi

    IRN JXA01411

    • CF2 Non Executive Director (12 Jul 2005 to 7 Dec 2007)
  • James Barrett

    IRN JXB03805

    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2025)
    • [FCA CF] Material risk taker (19 Jun 2024 to 7 Mar 2025)
  • James Croome

    IRN JXC43560

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
  • James Mecham

    IRN JXM43575

    • [PRA CF] Significant risk taker or Material risk taker (since 2 Dec 2019)
  • James Weatherstone

    IRN JRW01093

    • SIMF1 Chief Executive Function (7 Mar 2016 to 17 Nov 2016)
    • CF8 Apportionment and Oversight (24 Jun 2008 to 6 Mar 2016)
    • CF3 Chief Executive (24 Jun 2008 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 17 Nov 2016)
    • Responsible for Insurance Mediation (4 May 2007 to 22 Jul 2008)
    • CF1 Director (4 May 2007 to 17 Nov 2016)
    • CF18 Significant Mgt (Insurance Underwriting) (4 May 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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