ARC EDEN LIMITED

• Principal Place of Business

  1c Wavell Drive

  Rosehill

  Carlisle

  Cumbria

  CA1 2ST

  UNITED KINGDOM

  Phone

  +4401228830003

  Web

  https://www.arceden.com

• Complaints Contact

  1c Wavell Drive

  Rosehill

  Carlisle

  Cumbria

  CA1 2ST

  UNITED KINGDOM

  Phone

  +4401228830003

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Burrow

  IRN AXB26217

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Nov 2020)
• Gary Paul Hayton

  IRN GPH01057

  • CF30 Customer (20 Aug 2008 to 18 Mar 2011)
• Geoffrey Paul Adamson

  IRN GPA00013

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 16. Safeguarding and administering investments or holding client money
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Feb 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Feb 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
  • Responsible for Insurance Mediation (3 Feb 2005 to 30 Sep 2018)
  • CF1 Director (3 Feb 2005 to 8 Dec 2019)
• John Charles Willis

  IRN JCW00004

  • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
  • CF24 Pension Transfer Specialist (3 Feb 2005 to 31 Oct 2007)
  • CF1 Director (3 Feb 2005 to 31 Dec 2014)
  • CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
• Lisa Ann Clifford

  IRN LAF01059

  • 14. Managing investments
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 17. Administrative functions in relation to managing investments
  • 16. Safeguarding and administering investments or holding client money
  • 11. Pension transfer specialist
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 6 Mar 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Dec 2015 to 8 Dec 2019)
• Maxine Watters

  IRN MXW44121

  • [FCA CF] Client dealing (9 Mar 2020 to 31 Jan 2021)
• Michael John Couzens

  IRN MJC00011

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Oct 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Nov 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Oct 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Oct 2025)
  • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Oct 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (3 Feb 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (3 Feb 2005 to 31 Oct 2007)
  • CF3 Chief Executive (3 Feb 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (3 Feb 2005 to 31 Mar 2009)

No changes recorded yet.