Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 30 Oct 2025)
- SMF1 Chief Executive (9 Dec 2019 to 1 Nov 2025)
- SMF3 Executive Director (9 Dec 2019 to 1 Nov 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Oct 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Oct 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Oct 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (3 Feb 2005 to 8 Dec 2019)
- CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (3 Feb 2005 to 31 Oct 2007)
- CF3 Chief Executive (3 Feb 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (3 Feb 2005 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.