Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Jun 2023)
    • [FCA CF] Client dealing (since 19 Jun 2023)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2023)
    • CF30 Customer (9 Sep 2014 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (21 Mar 2011 to 27 Aug 2014)
  • ARC EDEN LIMITED (no longer approved here)

    FRN 419666

    • CF30 Customer (20 Aug 2008 to 18 Mar 2011)
  • Venture IFA Ltd (no longer approved here)

    FRN 426355

    • Employed By (10 Apr 2006 to 29 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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