Arab Banking Corporation (B.S.C)

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For Deposit
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- · Limited to accepting Wholesale customer deposits only.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Paul Martyn Judge
IRN PMJ01034
- SMF22 Other Local Responsibility (15 May 2018 to 1 Sep 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (1 Aug 2007 to 31 Oct 2007)
Paul Robert Kennedy
IRN PRK01051
- SMF4 Chief Risk (since 30 Jun 2021)
Rajeev Santhiapillai Adrian
IRN RSA01085
- SMF19 Head of Overseas Branch/Head of Overseas (since 30 Mar 2021)
- CF28 Systems and controls (13 Oct 2015 to 6 Mar 2016)
Robert Hedley Grierson Large
IRN RHL01017
- CF10 Compliance Oversight (1 Aug 2007 to 7 Apr 2015)
- CF11 Money Laundering Reporting (1 Aug 2007 to 7 Apr 2015)
Sami Rais
IRN SXR01453
- CF30 Customer (1 Nov 2007 to 9 Apr 2008)
- CF26 Customer Trading (1 Aug 2007 to 31 Oct 2007)
Samir Habib - Aliah
IRN SXH01871
- CF30 Customer (16 Nov 2007 to 25 Aug 2008)
Sedjwick, John Joseph
IRN SJJ01106
- SMF4 Chief Risk (16 Jun 2016 to 15 Jul 2020)
Simon John Priest
IRN SJP01336
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Feb 2018 to 6 Jun 2020)
Simon Keith Atkins
IRN SKA01010
- SMF22 Other Local Responsibility (since 1 Jan 2024)
- [FCA CF] Proprietary trader (16 Oct 2023 to 1 Jan 2024)
- [FCA CF] Material risk taker (16 Oct 2023 to 1 Jan 2024)
William James Playle
IRN WJP01032
- CF3 Chief Executive (25 Jan 2012 to 13 Feb 2015)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.