Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 1 Jan 2024)
    • [FCA CF] Material risk taker (16 Oct 2023 to 1 Jan 2024)
    • [FCA CF] Proprietary trader (16 Oct 2023 to 1 Jan 2024)
    • [FCA CF] Client dealing (16 Oct 2023 to 1 Jan 2024)
    • SMF22 Other Local Responsibility (since 1 Jan 2024)
    • [FCA CF] Material risk taker (16 Oct 2023 to 1 Jan 2024)
    • [FCA CF] Proprietary trader (16 Oct 2023 to 1 Jan 2024)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Algorithmic trading (30 Dec 2020 to 29 Jul 2022)
    • [FCA CF] Manager of certification employee (28 May 2018 to 29 Jul 2022)
    • [FCA CF] Client dealing (28 May 2018 to 29 Jul 2022)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF26 Customer Trading (1 Dec 2001 to 23 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.