Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ABC International Bank Plc
FRN 149025
- SMF18 Other Overall Responsibility (since 1 Jan 2024)
- [FCA CF] Material risk taker (16 Oct 2023 to 1 Jan 2024)
- [FCA CF] Proprietary trader (16 Oct 2023 to 1 Jan 2024)
- [FCA CF] Client dealing (16 Oct 2023 to 1 Jan 2024)
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Arab Banking Corporation (B.S.C)
FRN 455873
- SMF22 Other Local Responsibility (since 1 Jan 2024)
- [FCA CF] Material risk taker (16 Oct 2023 to 1 Jan 2024)
- [FCA CF] Proprietary trader (16 Oct 2023 to 1 Jan 2024)
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- [FCA CF] Algorithmic trading (30 Dec 2020 to 29 Jul 2022)
- [FCA CF] Manager of certification employee (28 May 2018 to 29 Jul 2022)
- [FCA CF] Client dealing (28 May 2018 to 29 Jul 2022)
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- CF26 Customer Trading (1 Dec 2001 to 23 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.