Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (13 Aug 2012 to 13 Feb 2015)
- CF3 Chief Executive (16 Jan 2012 to 13 Feb 2015)
- CF1 Director (AR) (16 Jan 2012 to 10 Apr 2015)
- CF29 Significant management (25 Oct 2011 to 16 Jan 2012)
- CF28 Systems and controls (1 Nov 2007 to 11 Jul 2012)
- CF8 Apportionment and Oversight (9 May 2006 to 3 Jul 2006)
- CF14 Risk Assessment (30 May 2002 to 31 Oct 2007)
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- CF3 Chief Executive (25 Jan 2012 to 13 Feb 2015)
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- Employed By (16 Jan 2012 to 9 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.