Date authorised
1 April 2013
Companies House
OC339180
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Castle Court
    41 London Road
    Reigate
    Surrey
    RH2 9RJ
    UNITED KINGDOM
    Phone
    +4407595056467
  • Complaints Contact

    Castle Court
    41 London Road
    Reigate
    Surrey
    RH2 9RJ
    UNITED KINGDOM
    Phone
    +4407939052062

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Manuele Marini

    IRN MXM04055

    • CF3 Chief Executive (AR) (17 May 2018 to 28 Jun 2019)
    • CF1 Director (AR) (5 Mar 2018 to 28 Jun 2019)
    • CF30 Customer (20 Jun 2016 to 28 Jun 2019)
  • Ryan David Hughes

    IRN RDH01067

    • CF30 Customer (14 Oct 2013 to 30 Sep 2016)
  • Simon Daniel Youlton

    IRN SXY01067

    • CF1 Director (AR) (22 Apr 2016 to 30 Aug 2019)
  • Steven Alan Brann

    IRN SAB01270

    • 14. Managing investments
    • [FCA CF] Client dealing (since 11 Jun 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (5 Apr 2016 to 30 Aug 2019)
    • CF4 Partner (13 Nov 2008 to 8 Dec 2019)
    • CF30 Customer (13 Nov 2008 to 8 Dec 2019)
  • Stuart Douglas Budgen

    IRN SXB00015

    • CF1 Director (AR) (8 Apr 2016 to 30 Aug 2019)
  • Stuart Raymond Peate

    IRN SRP00031

    • CF1 Director (AR) (11 Aug 2016 to 30 Aug 2019)
    • CF30 Customer (11 Aug 2016 to 6 Dec 2019)
  • Tom Foulery McGrath

    IRN MTM01028

    • CF4 Partner (13 Nov 2008 to 31 Mar 2013)
    • CF30 Customer (13 Nov 2008 to 31 Mar 2013)
  • Trevor John Wells

    IRN TJW00037

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (13 Nov 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Nov 2008 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.