Apollo Management International LLP

• Principal Place of Business

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

  Web

  https://www.apollo.com

• Complaints Contact

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jerry Chen

  IRN JXC00984

  • [FCA CF] Client dealing (1 Aug 2022 to 17 Jul 2023)
• Jesal Mistry

  IRN JXM02678

  • [FCA CF] Client dealing (since 12 Jan 2026)
  • [FCA CF] Material risk taker (since 12 Jan 2026)
• Jesus Rio Cortes

  IRN JMR01180

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2019 to 1 Jun 2020)
• Jillian Lutzy Regan

  IRN JXL01956

  • CF11 Money Laundering Reporting (1 Jun 2014 to 29 Mar 2019)
  • CF10 Compliance Oversight (1 Jun 2014 to 29 Mar 2019)
• Jintao Liang

  IRN JXL01942

  • [FCA CF] Manager of certification employee (since 29 Sep 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (14 Mar 2019 to 8 Dec 2019)
• Joana Tania Hoeding

  IRN TXH62309

  • [FCA CF] Client dealing (20 Jan 2020 to 1 Apr 2022)
• Joerund Aarsnes Holterud

  IRN JHA01042

  • [FCA CF] Manager of certification employee (since 4 Oct 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (10 Apr 2015 to 8 Dec 2019)
• Johannes Christian Tschirpig

  IRN JXT00626

  • CF30 Customer (21 Sep 2023 to 28 Jun 2024)
• John Scott Tate

  IRN JST01056

  • CF30 Customer (since 28 Mar 2013)
• John Walter Fitzgerald

  IRN JXF01147

  • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
  • CF27 Investment Management (24 Jan 2007 to 31 Oct 2007)

• Apollo Capital Solutions Europe B.V.

  FRN 1000992 · Appointed 3 Oct 2023

• Apollo Credit Management International Limited

  FRN 794485 · Appointed 20 Nov 2017

• Apollo Europe Limited (no longer appointed)

  FRN 956013 · Appointed 3 Aug 2021 · Until 12 Jan 2023

• Apollo Asset Management Europe LLP (no longer appointed)

  FRN 738012 · Appointed 24 Feb 2016 · Until 3 Apr 2018

• Apollo Asset Management Europe PC LLP (no longer appointed)

  FRN 738011 · Appointed 24 Feb 2016 · Until 3 Apr 2018

• Alteri Partners LLP (no longer appointed)

  FRN 654995 · Appointed 20 Nov 2014 · Until 18 May 2016

No changes recorded yet.