Apera Asset Management LLP

• Principal Place of Business

  Apera Asset Management LLP

  33 Cavendish Square

  London

  Westminster

  W1G 0PW

  UNITED KINGDOM

  Phone

  +4402038712533

  Web

  https://www.apera-am.com

• Complaints Contact

  Apera Asset Management LLP

  33 Cavendish Square

  London

  Westminster

  W1G 0PW

  UNITED KINGDOM

  Phone

  +4402038712533

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Apera Master Limited

  IRN XXA01339

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (9 Jun 2017 to 8 Dec 2019)
• Christopher George William Roper

  IRN CXR17368

  • SMF27 Partner (since 25 Feb 2022)
  • [FCA CF] Client dealing (since 25 Feb 2022)
  • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
• David Albert Wilmot

  IRN DXW01261

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Jun 2017 to 8 Dec 2019)
  • CF4 Partner (9 Jun 2017 to 8 Dec 2019)
• Florian Haas

  IRN FXH01365

  • CF30 Customer (14 Dec 2017 to 1 Oct 2018)
• Franklin Henri Gabriel Henrot

  IRN FHH01011

  • CF30 Customer (18 Sep 2017 to 8 Dec 2019)
• Harrison Smith

  IRN HXS00605

  • [FCA CF] Client dealing (since 3 Nov 2025)
• Jodie Elizabeth Tilley

  IRN JET01133

  • [FCA CF] Client dealing (since 2 Sep 2024)
• Klaus Hermann Josef Petersen

  IRN KHP01011

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF3 Chief Executive (9 Jun 2017 to 8 Dec 2019)
  • CF30 Customer (9 Jun 2017 to 8 Dec 2019)
  • CF4 Partner (9 Jun 2017 to 8 Dec 2019)
• Robert Alexander Fitz-Gerald Shaw

  IRN RXS02481

  • SMF16 Compliance Oversight (since 11 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Apr 2024)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jul 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jul 2022)
  • CF30 Customer (9 Jun 2017 to 8 Dec 2019)
  • CF4 Partner (9 Jun 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (9 Jun 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (9 Jun 2017 to 8 Dec 2019)
• Sebastian Afflerbach

  IRN SXA01442

  • [FCA CF] Client dealing (since 27 Oct 2025)

No changes recorded yet.