Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (9 Jun 2017 to 8 Dec 2019)
    • CF4 Partner (9 Jun 2017 to 8 Dec 2019)
    • CF3 Chief Executive (9 Jun 2017 to 8 Dec 2019)
  • Robert Quinn Advisory LLP (no longer approved here)

    FRN 548030

    • CF4 Partner (AR) (21 Oct 2016 to 8 Jun 2017)
    • CF3 Chief Executive (AR) (21 Oct 2016 to 8 Jun 2017)
    • CF30 Customer (21 Oct 2016 to 8 Jun 2017)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • CF4 Partner (27 May 2015 to 5 Sep 2016)
    • CF30 Customer (29 May 2013 to 5 Sep 2016)
  • Park Square Capital, LLP (no longer approved here)

    FRN 414858

    • CF10 Compliance Oversight (31 Mar 2008 to 31 Mar 2013)
    • CF30 Customer (31 Mar 2008 to 31 Mar 2013)
    • CF11 Money Laundering Reporting (31 Mar 2008 to 31 Mar 2013)
    • CF4 Partner (3 Jan 2008 to 31 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.