Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Apera Asset Management LLP
FRN 771080
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (9 Jun 2017 to 8 Dec 2019)
- CF4 Partner (9 Jun 2017 to 8 Dec 2019)
- CF3 Chief Executive (9 Jun 2017 to 8 Dec 2019)
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- CF4 Partner (AR) (21 Oct 2016 to 8 Jun 2017)
- CF3 Chief Executive (AR) (21 Oct 2016 to 8 Jun 2017)
- CF30 Customer (21 Oct 2016 to 8 Jun 2017)
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- CF4 Partner (27 May 2015 to 5 Sep 2016)
- CF30 Customer (29 May 2013 to 5 Sep 2016)
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- CF10 Compliance Oversight (31 Mar 2008 to 31 Mar 2013)
- CF30 Customer (31 Mar 2008 to 31 Mar 2013)
- CF11 Money Laundering Reporting (31 Mar 2008 to 31 Mar 2013)
- CF4 Partner (3 Jan 2008 to 31 Mar 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.