Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Apera Asset Management LLP
FRN 771080
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (9 Jun 2017 to 8 Dec 2019)
- CF4 Partner (9 Jun 2017 to 8 Dec 2019)
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- CF4 Partner (AR) (14 Mar 2017 to 8 Jun 2017)
- CF30 Customer (14 Mar 2017 to 8 Jun 2017)
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- CF29 Significant management (31 Jan 2012 to 22 Jul 2016)
- CF30 Customer (1 Nov 2007 to 22 Jul 2016)
- CF1 Director (1 Dec 2001 to 26 Apr 2004)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.