Date authorised
1 April 2013
Companies House
OC303117
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300
  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Samuel

    IRN JXS02282

    • CF4 Partner (12 Feb 2008 to 31 Jan 2010)
  • Jonathan Terry Penman

    IRN JTP01045

    • CF30 Customer (since 8 Sep 2025)
    • CF30 Customer (10 Sep 2018 to 8 Dec 2019)
  • Josep Oriol Pinya I Salomo

    IRN JOP01010

    • CF4 Partner (15 May 2009 to 30 Sep 2013)
  • Lori Fran Rafield

    IRN LXR01136

    • CF4 Partner (10 Jul 2003 to 16 Jul 2007)
  • Marcelo Gigliani

    IRN MXG02599

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (31 Mar 2017 to 9 Dec 2019)
  • Mark John Selwyn Beith

    IRN MJB01662

    • [FCA CF] Client dealing (since 1 Jan 2020)
  • Martin Charles Halusa

    IRN MXH01650

    • CF30 Customer (1 Nov 2007 to 31 Mar 2016)
    • CF10 Compliance Oversight (21 Jan 2005 to 12 Apr 2011)
    • CF11 Money Laundering Reporting (21 Jan 2005 to 12 Apr 2011)
    • CF21 Investment Adviser (6 Aug 2004 to 31 Oct 2007)
    • CF3 Chief Executive (31 Dec 2003 to 31 Dec 2013)
    • CF8 Apportionment and Oversight (31 Dec 2003 to 31 Oct 2007)
    • CF4 Partner (10 Jul 2003 to 31 Dec 2015)
  • Massimiliano Belingheri

    IRN MXB02855

    • CF4 Partner (1 Sep 2011 to 31 Jul 2013)
  • Matthew Brockman

    IRN MEB01136

    • CF4 Partner (21 Aug 2006 to 10 Dec 2010)
  • Matthew Reece Edgley

    IRN MXE00256

    • CF30 Customer (28 Mar 2023 to 16 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.