Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (1 Nov 2007 to 31 Mar 2016)
- CF21 Investment Adviser (9 Nov 2004 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 31 Mar 2016)
- CF10 Compliance Oversight (21 Jan 2005 to 12 Apr 2011)
- CF11 Money Laundering Reporting (21 Jan 2005 to 12 Apr 2011)
- CF21 Investment Adviser (6 Aug 2004 to 31 Oct 2007)
- CF3 Chief Executive (31 Dec 2003 to 31 Dec 2013)
- CF8 Apportionment and Oversight (31 Dec 2003 to 31 Oct 2007)
- CF4 Partner (10 Jul 2003 to 31 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.