Date authorised
1 April 2013
Companies House
OC303117
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300
  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Max Burger

    IRN MXB01898

    • CF4 Partner (10 Jul 2003 to 16 Nov 2009)
  • Michael Adam Risman

    IRN MAR01109

    • CF21 Investment Adviser (5 Jan 2004 to 2 Oct 2006)
    • CF4 Partner (5 Jan 2004 to 16 Jul 2007)
  • Michael Ashley Ward

    IRN MAW01219

    • CF4 Partner (6 Jun 2005 to 17 Mar 2006)
  • Michael Donovan-Pote

    IRN MXD01725

    • CF28 Systems and controls (1 Nov 2007 to 22 Jul 2011)
    • CF13 Finance (17 Aug 2007 to 31 Oct 2007)
  • Michael Grabiner

    IRN MXG01505

    • CF4 Partner (8 Jun 2005 to 31 Mar 2009)
  • Michael Hilary Chalfen

    IRN MHC01032

    • CF4 Partner (6 Jun 2005 to 31 May 2006)
  • Michael Hinderer

    IRN MXH01649

    • CF4 Partner (10 Jul 2003 to 31 May 2007)
  • Michael Robert Phillips

    IRN MRP01084

    • CF30 Customer (13 Oct 2009 to 11 May 2014)
    • CF4 Partner (10 Jul 2003 to 31 Jul 2014)
  • Mitchell Loeb Truwit

    IRN MLT01062

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Jan 2014 to 9 Dec 2019)
    • CF3 Chief Executive (1 Jan 2014 to 8 Dec 2019)
    • CF4 Partner (14 Feb 2011 to 8 Dec 2019)
  • Muhammad Khawar Amin Mann

    IRN MKM01032

    • CF4 Partner (16 Aug 2006 to 27 Dec 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.