Date authorised
1 April 2013
Companies House
OC303117
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300
  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Stewart Thomson

    IRN NST01024

    • CF4 Partner (1 Jan 2006 to 30 Jun 2011)
  • Nico Alexander Michael Hansen

    IRN NAH01085

    • CF30 Customer (20 Jan 2010 to 9 Dec 2019)
    • CF4 Partner (11 Jan 2008 to 9 Dec 2019)
  • Oren Avishay Zeev

    IRN OAZ01000

    • CF4 Partner (10 Jul 2003 to 16 Aug 2007)
  • Paul Adrian Barlow Beecroft

    IRN PAB01146

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF4 Partner (10 Jul 2003 to 25 Sep 2009)
    • CF21 Investment Adviser (10 Jul 2003 to 31 Oct 2007)
  • Paul Andrew Vais

    IRN PAV01019

    • CF4 Partner (10 Jul 2003 to 16 Jul 2007)
  • Paul Fitzsimons

    IRN PXF01092

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF4 Partner (10 Jul 2003 to 30 Nov 2010)
    • CF21 Investment Adviser (10 Jul 2003 to 31 Oct 2007)
  • Pedro Filipe Tavares Godinho Ramos

    IRN PFT01026

    • [FCA CF] Client dealing (since 1 Jan 2026)
  • Peter David Englander

    IRN PDE01010

    • CF30 Customer (1 Nov 2007 to 29 Nov 2011)
    • CF21 Investment Adviser (10 Jul 2003 to 31 Oct 2007)
    • CF4 Partner (10 Jul 2003 to 29 Nov 2011)
  • Ralf Gruss

    IRN RXG01639

    • [FCA CF] Significant management (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF1 Director (AR) (since 17 Jan 2014)
    • CF30 Customer (12 Aug 2014 to 9 Dec 2019)
    • CF4 Partner (1 Jul 2012 to 9 Dec 2019)
    • CF28 Systems and controls (1 Jul 2012 to 9 Dec 2019)
  • Richard Charles Wilson

    IRN RCW01036

    • CF30 Customer (1 Nov 2007 to 8 Jan 2009)
    • CF21 Investment Adviser (10 Jul 2003 to 31 Oct 2007)
    • CF4 Partner (10 Jul 2003 to 25 Sep 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.