Apax Partners LLP

Date authorised
1 April 2013
Companies House
OC303117
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300
    Web
    https://www.apax.com

  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Xike Zhang

    IRN RXZ01065

    • CF4 Partner (31 Dec 2012 to 9 Dec 2019)
  • Rohan Haldea

    IRN RXH01926

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF4 Partner (1 Jan 2014 to 9 Dec 2019)
  • Ronald Mourad Cohen

    IRN RMC01060

    • CF21 Investment Adviser (10 Jul 2003 to 1 Aug 2005)
    • CF4 Partner (10 Jul 2003 to 16 Jul 2007)
    • CF8 Apportionment and Oversight (10 Jul 2003 to 5 Jan 2004)
    • CF3 Chief Executive (10 Jul 2003 to 5 Jan 2004)
  • Roxana Viorica Mirica

    IRN RXM02029

    • [FCA CF] Client dealing (since 1 Jan 2021)
  • Roy Mackenzie

    IRN RXM02006

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Sep 2016 to 9 Dec 2019)
    • CF4 Partner (17 Feb 2016 to 9 Dec 2019)
  • Salem David Shuchman

    IRN SDS01071

    • CF4 Partner (10 Jul 2003 to 1 Jul 2005)
  • Salim Nathoo

    IRN SXN01173

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF2 Non Executive Director (AR) (since 17 Aug 2018)
    • CF30 Customer (24 Mar 2017 to 9 Dec 2019)
    • CF4 Partner (6 Jun 2005 to 9 Dec 2019)
  • Sarah Butcher

    IRN SXC02062

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (14 May 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 May 2015 to 8 Dec 2019)
  • Seth Andrew Brody

    IRN SAB01426

    • CF4 Partner (22 Jan 2018 to 9 Dec 2019)
  • Shashank Singh

    IRN SXS04401

    • [FCA CF] Client dealing (1 Jan 2021 to 24 Nov 2023)
    • CF4 Partner (7 Jan 2016 to 9 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.