Date authorised
1 April 2013
Companies House
OC303117
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300
  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Bernard Cresswell

    IRN SBC01064

    • [FCA CF] Significant management (1 Jan 2020 to 31 Mar 2023)
    • CF1 Director (AR) (7 Jan 2014 to 31 Mar 2023)
    • CF11 Money Laundering Reporting (4 Sep 2013 to 14 May 2015)
    • CF10 Compliance Oversight (4 Sep 2013 to 14 May 2015)
    • CF4 Partner (14 Apr 2011 to 9 Dec 2019)
  • Stephan Wilcke

    IRN SXW01598

    • CF4 Partner (6 Jun 2005 to 15 Jan 2008)
  • Stephen Grabiner

    IRN SXG01148

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • CF4 Partner (10 Jul 2003 to 30 Nov 2010)
  • Stephen Hare

    IRN SXH02021

    • CF28 Systems and controls (21 Jul 2011 to 1 Jul 2012)
    • CF4 Partner (4 May 2010 to 1 Feb 2013)
    • CF30 Customer (4 May 2010 to 1 Feb 2013)
  • Stephen John Kempen

    IRN SJK01130

    • CF1 Director (AR) (since 7 Jan 2014)
  • Stephen Nathaniel Green

    IRN SNG01007

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF21 Investment Adviser (10 Jul 2003 to 31 Oct 2007)
    • CF4 Partner (10 Jul 2003 to 31 Mar 2008)
  • Steven Foster Kooyers

    IRN SXK00705

    • [FCA CF] Client dealing (since 12 Sep 2023)
  • Steven Lewis Dyson

    IRN SLD01070

    • [FCA CF] Client dealing (1 Jan 2020 to 30 Jun 2025)
    • CF4 Partner (16 Feb 2010 to 9 Dec 2019)
  • Thomas Charles Edward Morley

    IRN TXM00693

    • CF30 Customer (since 27 Oct 2025)
  • Thomas Nicholas Hall

    IRN TNH01011

    • [FCA CF] Client dealing (1 Jan 2020 to 31 Dec 2024)
    • CF4 Partner (6 Jun 2005 to 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.