Aon Investments Limited

• Principal Place of Business

  The Aon Centre

  122 Leadenhall Street

  The Leadenhall Building

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +4402070868000

  Web

  https://www.aon.com

• Complaints Contact

  The Aon Centre

  122 Leadenhall Street

  The Leadenhall Building

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442070860195

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Allen Hagy

  IRN PXH74502

  • [FCA CF] Material risk taker (2 Jan 2024 to 17 Jul 2025)
  • SMF18 Other Overall Responsibility (17 Apr 2020 to 17 Jul 2025)
• Paul Crocker

  IRN PXC02109

  • CF30 Customer (10 Feb 2014 to 3 Dec 2015)
• Paul Derrick Howes

  IRN PDH01130

  • CF29 Significant management (6 Feb 2008 to 8 Apr 2010)
• Paul Edward Mark Docherty

  IRN PED00016

  • CF3 Chief Executive (28 Jul 2014 to 13 Apr 2015)
  • CF1 Director (9 Jul 2014 to 13 Apr 2015)
  • CF30 Customer (8 Mar 2012 to 13 Apr 2015)
  • CF29 Significant management (13 Feb 2012 to 18 Jun 2014)
• Paul James Larken

  IRN PXL00239

  • [FCA CF] Significant management (since 7 Mar 2022)
• Paul Rangecroft

  IRN PXR00032

  • [FCA CF] Manager of certification employee (1 Sep 2022 to 30 Jun 2024)
• Paul Raymond Carne

  IRN PRC01096

  • [FCA CF] Material risk taker (since 1 Jul 2020)
  • [FCA CF] Manager of certification employee (since 1 Jul 2020)
  • [FCA CF] Client dealing (since 1 Jul 2020)
  • CF30 Customer (25 May 2011 to 8 Dec 2019)
• Peter Thomas Jackson

  IRN PTJ01019

  • [FCA CF] Client dealing (1 Sep 2022 to 31 Aug 2024)
• Philip Charles Kelley

  IRN PCK01035

  • CF28 Systems and controls (25 Jul 2014 to 28 Jun 2019)
  • CF10 Compliance Oversight (10 Jun 2011 to 30 Dec 2014)
• Philip Worthington

  IRN PXW01593

  • CF30 Customer (28 Aug 2009 to 14 May 2012)

No changes recorded yet.