Aon Investments Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
The Aon Centre122 Leadenhall StreetThe Leadenhall BuildingLondonEC3V 4ANUNITED KINGDOM- Phone
- +4402070868000
-
Complaints Contact
The Aon Centre122 Leadenhall StreetThe Leadenhall BuildingLondonEC3V 4ANUNITED KINGDOM- Phone
- +442070860195
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Philippa Jane Allen
IRN PXA33534
- [FCA CF] Manager of certification employee (since 28 Aug 2024)
- [FCA CF] Client dealing (since 25 Feb 2020)
- [FCA CF] Manager of certification employee (27 Jan 2022 to 19 Jan 2024)
- [FCA CF] Material risk taker (25 Feb 2020 to 31 Dec 2023)
-
Pradeep Subedi
IRN PXS02961
- [FCA CF] Client dealing (since 1 Sep 2022)
-
Pratik Sailesh Patel
IRN PSP01046
- [FCA CF] Client dealing (1 Sep 2022 to 3 Apr 2023)
-
Rachelle Margaret Fatani
IRN RXF00238
- SMF7 Group Entity Senior Manager (since 20 Jun 2023)
- [FCA CF] Material risk taker (23 Dec 2023 to 18 Jun 2024)
-
Rajeev Khanna
IRN RXK24644
- SMF18 Other Overall Responsibility (26 Feb 2024 to 7 Jun 2024)
- [FCA CF] Material risk taker (20 Dec 2023 to 7 Jun 2024)
- SMF7 Group Entity Senior Manager (24 Oct 2022 to 26 Feb 2024)
-
Rebecca Natasha Jones
IRN RNJ01015
- [FCA CF] Client dealing (since 1 Sep 2022)
- [FCA CF] Manager of certification employee (since 1 Sep 2022)
-
Richard Anthony Astill
IRN RXA00043
- [FCA CF] Significant management (1 Jul 2020 to 31 Mar 2024)
-
Richard William Harcourt Antrobus
IRN RWA01032
- [FCA CF] Client dealing (1 Sep 2022 to 19 May 2023)
-
Riya Pabari
IRN RXP00393
- [FCA CF] Client dealing (since 1 Sep 2022)
-
Rosie Hunter-Hughes
IRN RXH02234
- [FCA CF] Client dealing (since 1 Sep 2022)
- [FCA CF] Manager of certification employee (since 1 Sep 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.